A customised advisory proposition with a focus on dedicated advice based on unique objectives, investment styles and tailored solutions.
The investment advisory team based on a risk profiling questionnaire, analyses each investor's risk appetite and tolerance. Optimal recommendations across asset classes are structured as per suitability and appropriateness.
Portfolio Managers,
Direct Equity Advisory,
Mutual Funds, Structures etc.
Mutual Funds, Bonds,
Structured Products,
Customised Solutions etc.
Private Equity, Real Estate,
Hedge Fund Strategies,
Direct Deals etc.
Due Diligence and Strategy
Selection
Market Intelligence
Validation
Investment Selection Guidance
Anti-Selection
Bespoke Advisory
Allocation
Risk Appropriate
& IPS Compliant
Full alignment to meet
investment objectives
Recommendations are based on combining the science and art of investment analysis, with a dedicated product and research team
consisting of domain specialists across products that include Equities, Mutual Funds, Bonds, Structures, PMS, Derivatives etc.
With complete alignment of interest and a dedicated advisor, we ensure regular reviews of portfolios to present opportunities,
portfolio strategies and investment recommendations that are designed to ensure complete client supervision and involvement.
| Extensive Client Coverage | |
|---|---|
| No. of Families Advised: | 240+ |
| Total Assets Advised: | ₹ 330 billion |
Access to investment products
by various managers and issuers,
without any undue focus
on in-house ideas.
Backed by strong research
expertise and institutional overlay
on tactical calls, advice remains
focused and Kotak quality
is assured.
A strong belief in eliminating
conflict of interest between the
advisor and the investor, which is
evidenced by a transparent
fee structure.
Clear, frequent and transparent
communications like daily market
updates, monthly investment strategy
reports, portfolio reviews, regular
updates from fund managers and
industry experts.
With respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under
| Sr.No | Financial Year | Compliance Audit Status | Remarks, If any |
|---|---|---|---|
| 1 | 2020-2021 | Completed | Report submitted to SEBI on 27th Jan 22 |
| 2 | 2021-2022 | Completed | Report submitted to SEBI on 29th Sept 22 |
Advisory solutions are designed after working with you to identify your unique situation, define your investment objectives and develop a strategy to
achieve these.
Your investment advisor works with you to monitor your portfolio on an ongoing basis and align your investments towards your goals.
Reach out for more details on investment.advisory@kotak.com
| Name of Investment Adviser | Kotak Investment Advisors Limited |
|---|---|
| Type of Registration | Non-Individual |
| Registration number | NA000012519 |
| Validity of Registration | Perpetual |
| Address of Investment Adviser | 27, BKC, Plot No C-27, G-block, Bandra Kurla Complex, Bandra East, Mumbai - 400051 |
| Contact Person & Contact Details of Investment Adviser | Mukund Raichur 022-4336 0000 / 0701 022-6166 0001/ 2 |
|---|---|
| Contact Person & Contact Details of Principal Officer | Rajeev Saptarshi 022-4336 0000 / 0701 022-6166 0001/ 2 |
| Email ID of Principal Officer | rajeev.saptarshi@kotak.com |
| SEBI Regional Office/ Local Office Address | Securities and Exchange Board of India (SEBI) SEBI Bhavan, Plot No. C4-A, "G' Block, Bandra Kurla Complex, Bandra (East), Mumbai - 400 051 |
To read the Investor Charter, please click here. For any grievance/complaint, please write to us at investment.advisor@kotak.com. For details of the complaint status, please click here. For escalation of complaints to SEBI, you may access SEBI SCORES platform here.
